Cash and Treasury Management Audit

Cash & Treasury Audit – Strengthen Compliance and Risk Controls

Our Cash and Treasury Management Audit evaluates how branches handle cash, vaults, currency chests, and treasury instruments.
We verify cash balances, surprise counts, vault logs, adherence to insurance limits, CBS reconciliations, and treasury investments to ensure compliance with RBI guidelines and internal controls.

Who Needs This Service

• Bank branches with high cash volumes or currency chest operations
• Treasury desks managing short-term investments and instruments
• Audit and compliance teams preparing for regulatory inspection
• Branches flagged for mismatches or cash-handling lapses

Why Choose Our Services

• Surprise cash verification and retention limit checks
• Vault access log and dual custody validation
• Review of SLR/NSLR investments and documentation
• Exception reporting for excess/shortage of cash
• Audit trail review for treasury instruments

What's Included in the Service

• Physical cash counting and denomination reconciliation
• Verification of cash insurance coverage and retention limits
• Portfolio review of treasury and SLR holdings
• Vault security and access control evaluation
• Detailed report of findings with compliance recommendations

Documents Required

• Daily cash balance registers and vault access logs
• Insurance policies and cash limit documents
• Treasury and SLR investment registers/statements
• CBS reports related to cash and treasury operations

Step-by-Step Process

1. Preliminary branch consultation and document request
2. Surprise cash verification and vault inspection
3. Review of insurance, treasury, and investment records
4. CBS reconciliation and compliance validation
5. Draft report with findings and exceptions
6. Final certified audit report with recommendations

Turnaround Time

• 3–7 business days per branch, depending on scope and size

FAQs

Q1. Does this audit cover both cash and treasury operations?
A: Yes, we review end-to-end cash management, vault security, and treasury investments.

Q2. Will the report meet RBI compliance standards?
A: Yes, our audit process aligns with RBI guidelines and industry practices.

Q3. Can surprise cash counts be conducted confidentially?
A: Yes, surprise audits are discreet and follow strict protocols.

Call to Action

Strengthen your branch’s compliance and protect against cash-handling risks.
Book a professional cash and treasury audit today.