Compliance with RBI and Banking Regulations

Our Compliance with RBI and Banking Regulations service audits whether bank branches are adhering to current Reserve Bank of India guidelines, master circulars, and sector-specific compliance norms. This includes statutory returns, credit exposure norms, KYC/AML protocols, and regulatory provisioning. Our service helps banks prevent regulatory penalties, streamline compliance documentation, and ensure timely submission of accurate data.

Who Needs This Service

• Bank branches preparing for RBI inspections or audits
• Compliance officers overseeing regulatory adherence
• Senior branch managers ensuring audit preparedness
• Banks operating in high-risk sectors or regions

Why Choose Our Services

• Detailed compliance checklist based on latest RBI circulars
• Review of statutory returns, KYC norms, and customer onboarding
• Verification of CRR/SLR maintenance and reporting standards
• Recommendations to close compliance gaps and risks
• Documentation audit for regulatory audit readiness

What’s Included in the Services

• KYC/AML and C-KYC compliance validation
• Filing and correctness of regulatory returns (e.g., CRILC, XBRL)
• Assessment of branch adherence to credit and operational circulars
• Review of internal compliance registers and RBI audit trails
• Gap analysis and corrective action reporting

Documents Required

• RBI reporting formats and return filings
• Internal compliance registers and checklists
• KYC documents and C-KYC upload reports
• CRR/SLR computation and investment records

Call to Action

Maintain full regulatory compliance with expert guidance on RBI norms.
Book a compliance review for your branch operations today.