Internal Control Checks

The Internal Control Checks service evaluates the effectiveness of branch-level internal controls, including cash handling, dual authentication, system access rights, documentation standards, and transaction approvals.
We identify breakdowns in control, non-compliance with SOPs, and high-risk operational practices. This service is essential for minimizing fraud, operational risk, and audit red flags.

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Who Needs This Service

• Bank branches with high transaction volume or multiple departments
• Risk management and audit committees
• Zonal offices assessing control environment strength
• Branches flagged for previous control weaknesses

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Why Choose Our Services

• Comprehensive evaluation of transaction and system-level controls
• Staff role validation against access and approval levels
• Real-time review of transaction logs and exception registers
• Identification of control overrides and policy deviations
• Actionable control gap recommendations

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What’s Included in the Services

• Walkthrough of control processes and maker-checker validation
• IT and CBS control assessment (user rights, logs, backups)
• Verification of surprise checks, cash handling SOPs
• Review of access control matrices and biometric records
• Internal audit preparedness report

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Documents Required

• Branch process manuals and circulars
• System access logs and user mapping
• Cash and vault handling registers
• Exception and overrides report from CBS

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Call to Action

Strengthen your internal controls and reduce risk exposure.
Request a detailed internal control audit for your branch today.